Open Access
What is Open Access?
Open Access (OA) is scholarship that is online, free of charge, and free of most copyright and licensing restrictions. Both of these characteristics are required for a work to be open access - that it is not only free to access, but also gives permission in advance for users to read, download, copy, distribute, print, search, or link to the full texts of these works, crawl them for indexing, pass them as data to software, or use them for any other lawful, noncommercial purpose.
While open access mainly refers to scholarly works, such as journal articles or books, it can also apply to the availability of research data (Open Data), textbooks or other learning materials (Open Educational Resources), or software (Open Source).
The foundations of open access were established through the following declarations:
- Budapest Open Access InitiativeThe Budapest Open Access Initiative (BOAI), offered the first definition of open access in 2001. The BOAI is a statement of principle, a statement of strategy, and a statement of commitment.
- Bethesda Statement on Open Access PublishingThe 2003 Bethesda Statement on Open Access Publishing also provides an important definition of open access as a statement of principle for the biomedical research community.
- Berlin Declaration on Open Access to Knowledge in the Sciences and HumanitiesThe Berlin Declaration was also released in 2003 to support and reaffirm the Budapest Open Access Initiative and the Bethesda Statement on Open Access Publishing.
This 8 minute video by Jorge Cham (PhD Comics) featuring Nick Shockey and Jonathan Eisen provides an excellent overview of open access.
Why Open Access?
There are many reasons to make your work open access, ranging from lofty philosophical principles of reducing barriers to research and scholarship to a global audience, to the practical matters of increasing the reach and impact of your own work through eliminating subscription paywalls that limit who can read your work. Many governments, funding agencies, and global organizations such as UNESCO recognize open access as an important aspect to responsible stewardship of public funds and facilitating wider sharing of scientific discoveries and insights to accelerate change, inventions, treatments, and solutions that benefit the world. Increasingly, research sponsors are requiring that the results of funded research be made openly available to ensure public access to knowledge, improve research reproducibility and increase public trust in the scientific process.
- Why Open MattersAn explanation from the Scholarly Publishing and Academic Resources Coalition (SPARC) on how open access is "critical to accelerating the way we discover knowledge and unlocking our potential to solve big problems and make new discoveries."
- Science: Open-access papers draw more citations from a broader readershipA 2024 study reporting that open-access papers have a greater reach than paywalled ones in two key ways: They attract more total citations, and those citations come from scholars in a wider range of locations, institutions, and fields of research.
- UNESCO Open Access PolicyIn order to help reduce the gap between industrialized countries and those in the emerging economy, UNESCO has decided to adopt an Open Access Policy for its publications.
How do I make my work Open Access?
There are two ways of making your work open access. You can choose one or the other or both if that helps you meet your goals! Here is a brief description of each method, with links to more detailed information.
Open Access Publishing: This method follows a fairly traditional pathway of publishing an article or book, but by submitting your work to a publisher or journal that has an open access option, typically known as "Gold" open access. There are journals and book publishers that are fully OA (discoverable through resources like the Directory of Open Access Journals or Directory of Open Access Books), and there are journals and book publishers that have an open access option on an article-by-article, or book-by-book basis (typically referred to as a hybrid publication). Most major journal publishers have a hybrid option available, where you would pay an article processing charge (APC) to make your specific article open access.
- Note: While the majority of open access journals publish articles for free (journals that are free to read and free to publish are sometimes known as "Diamond" or "Platinum" open access), many of the most well-known open access publishers do require that authors pay an APC to offset the cost of publication. APCs for fully open access journals tend to be less expensive than those for hybrid journals.
Open Access Repositories: This method, sometimes known as "Green" open access, can be a little more complicated, since it involves choosing a repository platform and posting your work yourself, but it never has an associated fee. Additionally, if you are sharing an article that you have published, you will need to understand the terms of your publication agreement to make sure you comply with those terms. Most journal publishers will allow authors to self-archive at least some version of their article, sometimes with an embargo period or publication delay. This practice is becoming more common, especially with sharing initial drafts of articles for open comment and peer review, prior to submitting them for publication - these are often known as "preprints." In the United States, federal funding agency public access policies require that scholarly publications be shared in an "agency-designated repository" as a condition of future funding. For example, the National Institutes of Health has long required NIH-funded research be made available in Pub Med Central, the NIH-hosted repository.
Open Access at ASU
Open Access fundamentally serves to advance ASU's Charter by:
- Promoting inclusive research practices that invite the global community to participate in scholarly conversation.
- Advancing the public value of our work.
- Encouraging research integrity and transparency.
- Improving the health of the community we serve.
ASU and ASU Library actively support and encourage the adoption of open access practices through our open access policy, support for open repositories such as the KEEP Institutional Repository and the ASU Research Data Repository, providing waivers and discounts for ASU authors to support open access publishing, providing institutional support for organizations such as the Open Science Framework and arXiv.org, and providing outreach, education and advocacy for the ASU community.
- ASU Open Access PolicyOn March 27, 2017, the ASU University Senate voted to approve an open access policy for ASU.
- ASU Library's KEEP RepositoryKEEP is the home for scholarship produced by ASU faculty, staff, and students. Find and submit open access articles, collaborative research projects, musical performances, theses and dissertations and more!
- ASU Research Data RepositoryASU's institutional research data publishing platform is compliant only for de-identified data. Available to ASU affiliated researchers to submit openly accessible research data.
- Open Science Framework (OSF)A scholarly, collaborative project management and data storage tool, integrates with tools such as Dropbox, GitHub, FigShare, Box, Mendeley, and Amazon Web Services. You can create an account using your ASURITE.
- arXiv.orgarXiv is an open access, e-print service in the fields of physics, mathematics, computer science, quantitative biology, quantitative finance and statistics.
- SCOAP3ASU, along with the Greater Western Library Alliance, supports the Sponsoring Consortium for Open Access in Particle Physics Publishing (SCOAP3), which proposes an innovative model to achieve Open Access to peer-reviewed literature in high-energy physics.
- SPARC: Scholarly Publishing and Academic Resources CoalitionSPARC is a non-profit advocacy organization that supports systems for research and education that are open by default and equitable by design.
Getting Involved
Advocates of open access frequently speak of it as a "movement. In 2016, the theme for the International Open Access Week was "Open in Action," encouraging all stakeholders to implement effective measures to advance open access and encourage others to do likewise. The movement to transform scholarly publishing to an open access model is supported by government officials, grassroots advocates, non-profit organizations, publishers and universities. Most importantly, the open access movement relies on the power of each individual to evoke change. Here are some opportunities to get involved:
- Why Open Research?We built this site primarily for researchers, to educate them about all the different ways they can be open and how sharing can be beneficial for their careers.
- SPARC: Scholarly Publishing and Academic Resources CoalitionSPARC is a non-profit advocacy organization that supports systems for research and education that are open by default and equitable by design.
- OpenCon CommunityOpenCon supports a dynamic, growing community that works year round to advance Open Access, Open Education and Open Data. This community is supported through an active email discussion list, monthly calls and webcasts. The OpenCon community is open to anyone.
- Open Access 2020OA2020 is an initiative expanding on the Berlin Declaration that “aims to accelerate the transition to open access by transforming the existing corpus of scientific journals from their current subscription system to open access.”
- cOAlitionS - Plan SPlan S is an initiative for Open Access publishing that was launched in September 2018. The plan is supported by cOAlition S, an international consortium of research funders. Plan S requires that, from 2020, scientific publications that result from research funded by public grants must be published in compliant Open Access journals or platforms.
- Federal Open Licensing PlaybookThis Playbook provides a practitioner’s guide to using open licenses in the federal context, offering expertise and lessons-learned to federal grants managers interested in exploring or using openly licensed resources as a component of their programs.