Copyright
- Introduction
- Copyright Analysis
- Copyright for Authors
- Copyright for InstructorsToggle Dropdown
- Fair UseToggle Dropdown
- Copyright Registry & Searching
- Additional Resources
- CASE Act at ASU
What should I know?
As an author, you are also a copyright holder! It's important for you to know what rights you control for your work, and consider what rights publishers might need before signing any publishing agreements. Many publishing agreements require a complete transfer of copyright from you to the publisher, which means that you no longer have the ability to use your own work without permission.
The copyrights for employees and students of Arizona State University, particularly employees, are affected by the Arizona Board of Regent's (ABOR) Intellectual Property Policy 6-908 (pdf). In general, this policy states that ABOR claims the rights to any intellectual property that is created by an employee in fulfilling their job responsibilities as a Work for Hire (pdf) under U.S. Copyright Law, with the following exceptions:
- Scholarly Works (defined as "scholarly publications, research publications, textbooks, journal articles, lecture and course notes, books, play scripts, theatrical productions, poems, and works of music and art.")
- Student-created works (except works created by a student within the course and scope of employment as an ASU employee).
Additionally, you should be aware of how copyright affects your own research. Any time your research or writing activities involve making copies of, distributing, performing or displaying a copyrighted work, or making a new work derived from an existing one, your actions overlap the exclusive rights granted to copyright holders. You may still be able to do those things (such as under a Fair Use exception), but you should be aware of your own rights and responsibilities under copyright.
Some Common Issues from the University of Minnesota Libraries, describes how copyright considerations affect many common situations that occur when doing research.
- Skysong InnovationsFor IP for which ABOR claims ownership, this is ASU's intellectual property/tech transfer management company - it particularly applies to patents.
- Arizona Board of Regents (ABOR) Policy ManualABOR's Intellectual Property Policy is in section 6-908
Copyright and Co-Authorship
When two or more authors create a work "with the intention that their contributions be merged into inseparable or interdependent parts of a unitary whole", they are considered joining authors under copyright law. In fields where co-authors are common in academic writing, all the authors of an academic article are likely to be considered joining authors according to copyright law. This means that, unless there is a formal agreement or contract, the following principles will apply:
- each co-author has an equal and undivided share in the copyright of the work, regardless of their individual contribution
- each co-author has the right to exercise the exclusive rights of the copyright holder, such as updating the work for their own purpose
- any co-author can grant non-exclusive rights to third parties without consulting the other co-authors
- a co-author can only grant exclusive rights to a third party with the consent of the other co-authors
- each co-author must account to the others for any profit obtained from the exploitation of the work
- a co-author has the right to assign their ownership to a third party and/or heir
- each co-author is entitled to equal authorship credit
To avoid potential misunderstanding or confusion, co-authors should try to clarify joint ownership interests in a written (or even an oral) agreement, covering such issues as:
- ownership and use
- rights to revise the work
- marketing and sharing of any revenue
- warranties against copyright infringement
Collective works where separate and independent works are assembled into a larger work, such as compilations of articles or encyclopedias, are not considered joint works. Individual authors retain their copyright in each individual piece, and the copyright for the collective work is assigned to the person(s) responsible for creating the collective work.
Plagiarism v. Copyright
While they can overlap, plagiarism and copyright infringement are two distinct issues. You can plagiarize without infringing on copyright, you can infringe on copyright without plagiarizing, or you can do both at the same time.
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Copyright Infringement |
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Copyright for Graduate Students
As authors, graduate students also need to be concerned about the copyright issues described throughout this guide. In addition, graduate students may have special considerations as it relates to writing a thesis or dissertation.
- You own the copyright in your own work! Copyright registration is not required, although registering in a timely fashion can confer benefits in the event of copyright infringement.
- If you are using your own previously published work, be sure to check if you retained your copyright when you submitted the article, or if you can use elements of your work under fair use or other copyright provisions.
- If you are using copyrighted material in your thesis/dissertation, follow all applicable copyright laws. This can include relying on fair use, using openly licensed content, or asking permission from the copyright holder.
- Your thesis/dissertation will be archived in ASU's KEEP repository. For more information, see the ASU Digital Repository LibGuide.
Retain Your Copyright
According to the law, copyright is granted to authors upon expressing their ideas in a "tangible form", even if it is an unpublished manuscript; no registration is needed to become the legitimate copyright holder of your own work. As the author, you have the exclusive right to copy, distribute or perform your work, unless you give your permission to others to do so. In fact, in order to publish your article, all the publisher needs is your permission, yet standard publisher agreements transfer all your rights to the publisher. You don't have to accept it, as the owner of your own intellectual property.
ASU Library, together with a contract specialist, offer you a toolkit to negotiate with your publisher and retain some of your rights. The Negotiating Guide takes you step by step through a typical negotiating process using clear, everyday language.
- Know Your Copyright: Using Copyrighted Works in Academic SettingsManaged by the Association of Research Libraries, it looks at copyright from the perspective of all key academic stakeholders and offers a range of tools for organizing copyright outreach programs on college campuses.
- An Introduction to Publication Agreements for AuthorsA helpful explanation to understanding publisher agreements. Includes a reference to additional resources to help authors with their publisher agreement.
- Copyright Advisory NetworkA community of librarians, copyright scholars, policy wonks. A forum to connect people and answer copyright questions.
- SHERPA/RoMEOSHERPA/RoMEO is a service run by SHERPA to show the copyright and open access self-archiving policies of academic journals. The database uses a colour‐coding scheme to classify publishers according to their self‐archiving policy. This shows authors whether the journal allows preprint or postprint archiving in their copyright transfer agreements. It currently holds records for over 22,000 journals
- Copyright First RespondersThe Copyright First Responders is an immersive program that trains institutional employees on practical copyright law.
Resources for Authors
- Keep Your CopyrightsWritten by legal academics at Columbia Law School, this site is designed to help creators hold on to their copyrights, to license their rights on author-friendly terms, and in general to encourage creators to take a more active role in managing the life of their creative work.
- FAQ: Authorship and Ownership in U.S. Copyright LawUseful FAQ provided by the Authors Alliance
- Authors Alliance ResourcesIncludes sections on Copyright Fundamentals, Fair Use, Rights Reversion, Publication Contracts, Open Access, and Termination of Transfer
- Resources for Authors (SPARC)Resources, including an Author Rights brochure and an Author Addendum for modifying copyright transfer agreements, provided by the Scholarly Publishing and Academic Resources Coalition (SPARC).
- Termination of Transfer ToolCreated by Authors Alliance and Creative Commons, this tool helps authors understand the termination of transfer provisions of U.S. Copyright law, which allow authors to regain copyright to creative works they have previously signed away.
- Ten Simple Rules to Protect Your Intellectual PropertyThe term intellectual property (IP) includes such concepts and rights as copyright, trademarks, industrial design rights, and patents.These ten simple rules are intended to provide an overview of IP, why you want it, and what you are going to do with it
ASU IP Policy
The Arizona Board of Regents owns any intellectual property, including copyrights, for works created by employees in the course of their work, or any work created with the significant use of ABOR or ASU resources. However, ABOR does not claim copyright ownership over scholarly works, leaving researchers in control of their own research as copyright holders.
For non-scholarly works, "significant use" of ABOR/ASU resources for the purposes of defining ownership include:
- Use of research funding
- Use of funding for asynchronous or distance learning programs
- Use of telecommunication and data services beyond ordinary use
- Use of university computing resources
- Use of instructional design or media production services
- Access to and use of research equipment and facilities or production facilities.
Be aware that if you believe you have created ABOR/ASU-owned intellectual property, the following copyright notice should be placed on the tangible form of the work:
©[year] Arizona Board of Regents/Arizona State University